Derrick Andrews
Derrick Andrews is a CFP-designated registered investment advisor at LPL Financial LLC, based in Auburn, CA, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
200 Auburn Folsom Rd Ste 200, Auburn, CA, 95603-5031
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2010Judgment / Lien
February 1997Other Business ActivitiesSells Insurance
Derrick uses AWA Wealth Management, LLC as a DBA for his LPL Securities business and owns the website awallc.com. He is also an insurance agent selling non-variable insurance, dedicating a few hours per week, and provides estate planning services for minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Mariner Independent
Strategic Wealth Advisors Group
LPL Financial LLC
The Planners Network, INC.
National Planning CorporationBroker
Associated Securities CORP.Broker
Aragon Financial Services, INC.Broker
The Variable Annuity Marketing CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.