Timothy Slooten is a registered investment advisor at LPL Financial LLC, based in Basking Ridge, NJ, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
73 Mountainview Blvd, Basking Ridge, NJ, 07920
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Timothy operates under the DBA Affinity Investment Services for his LPL business. He also has several LLCs (Amy Hill LLC, Tim/Ron LLC, Millbrook LLC, and Spruce Street LLC) established for tax/investment purposes.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
M&t Securities, INC.Broker
M&t Securities, INC.
Mutual of Omaha Investor Services, INC.
Mutual of Omaha Investor Services, INC.Broker
Capital One Financial Advisors LLC
Capital One Investment Services LLCBroker
Essex National Securities, INC.Broker
Essex National Securities, INC.Broker
Essex National Securities, INC.Broker
Liberty Life Distributors LLCBroker
Brill Securities, INC.Broker
Dreyfus Service CorporationBroker
Bny Investment Center INC.Broker
Essex National Securities, INC.Broker
Liberty Securities CorporationBroker
Fisco Equity, INC.Broker
Liberty Securities CorporationBroker
Pamco Securities and Insurance ServicesBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
Hibbard Brown & CO., INC.Broker
Monmouth Investments, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.