Michael Oakley
Michael Oakley is a CFP-designated registered investment advisor at Osaic Institutions, INC., based in Hartsdale, NY, with 36 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
227 North Central Avenue, Hartsdale, NY, 10530
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
January 2022Customer Dispute
March 2017Employment History
Current Registrations
Osaic Institutions, INC.Broker
Osaic Institutions, INC.
Previous Registrations
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Citicorp Investment Services
Citicorp Investment ServicesBroker
Josephthal & CO., INC.Broker
Seidel & Fasano, INC.Broker
Princeton Financial Group, INC.Broker
Legend Merchant Group, INC.Broker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Bear, Stearns & CO. INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.