Daniel Ketchum
Daniel Ketchum is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Santa Ana, CA, with 37 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
225 Memory Lane, Santa Ana, CA, 92705
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2010Employment Separation After Allegations
July 2004Other Business Activities
Daniel is the owner of Ketchum Investment Management Company, his Raymond James practice. He also owns rental property and participates in research for financial services firms, spending minimal time on each of these activities.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
UBS Financial Services INC.
UBS Financial Services INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.