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Edward Moldaver

35 Years of Experience
New York, NY
Broker

Edward Moldaver is a registered investment advisor at Rockefeller Capital Management, based in New York, NY, with 35 years of industry experience. Edward operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 5,636 clients with $33B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
338 advisors
Number of Clients
5,636 clients
Average Client Portfolio
$5.8M average
Assets Under Management
$32.6B

Fee Structure

Investment management only (planning not offered)

RAM's fees for separately managed accounts typically range from 0.50% to 1.5% annually for equity strategies and from 0.10% to 0.75% annually for fixed income strategies, depending on the investment strategy and the amount invested. Some fixed income strategies are available at no fee to private wealth clients through a wrap fee program. The standard fee for the Long/Short Equity Strategy is 1.5% annually plus a 20% performance fee. The standard fee for the FinTech Venture Capital strategy is 2.0% annually plus a 20% carried interest. The standard fee for its Growth Equity strategy is a 2.0% annual investment advisory fee (with the fee rate stepping down after the investment period) and a 20% carried interest, subject to a preferred return.

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Location

45 Rockefeller Plaza, New York, NY, 10111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Edward is involved with several outside business activities. He volunteers with The Alliance of Guardian Angels, is an author affiliated with Logical Investing, owns PSD1 for personal real estate investment, and is an introducing agent for Superleaf, LLC, a maker of aloe-based drinks.

Employment History
Current Registrations
Rockefeller Capital Management
February 2024 - Present · 2 yrs 3 mos
Rockefeller Capital Management
October 2020 - Present · 5 yrs 7 mos
Rockefeller Financial LLCBroker
May 2020 - Present · 6 yrs
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
December 2015 - May 2020 · 4 yrs 5 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - May 2020 · 4 yrs 5 mos
Barclays Capital INC.
August 2012 - December 2015 · 3 yrs 4 mos
Barclays Capital INC.Broker
August 2012 - December 2015 · 3 yrs 4 mos
Morgan Stanley Smith BarneyBroker
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley Smith Barney LLC
June 2009 - September 2012 · 3 yrs 3 mos
Morgan Stanley & CO. Incorporated
March 2008 - June 2009 · 1 yr 3 mos
Morgan Stanley & CO. IncorporatedBroker
March 2008 - June 2009 · 1 yr 3 mos
Bear, Stearns & CO. INC.
October 2003 - April 2008 · 4 yrs 6 mos
Bear, Stearns & CO. INC.Broker
January 2002 - April 2008 · 6 yrs 3 mos
Fahnestock & CO. INC.Broker
January 2002 - January 2002 · 0 mos
Josephthal & CO., INC.Broker
June 2000 - January 2002 · 1 yr 7 mos
Drake & Company, INC.Broker
February 1999 - June 2000 · 1 yr 4 mos
Paragon Capital MarketsBroker
August 1997 - February 1999 · 1 yr 6 mos
Argent Securities, INC.Broker
February 1996 - July 1997 · 1 yr 5 mos
Patterson Travis, INC.Broker
March 1995 - January 1996 · 10 mos
Thomas James Associates, INC.Broker
September 1994 - January 1995 · 4 mos
Hibbard Brown & CO., INC.Broker
July 1990 - September 1994 · 4 yrs 2 mos
State Registrations34 states
ALAZCACOCTDCDEFLGAHIILMAMDMEMIMONCNJNVNYOHORPARISCSDTNTXUTVAVTVirgin IslandsWAWY
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.