EF
EF
Evan Farrell
36 Years of Experience
Boca Raton, FL
2 DisclosuresBroker
Evan Farrell is a registered investment advisor at Truist Advisory Services, INC., based in Boca Raton, FL, with 36 years of industry experience. Evan is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 129,307 clients with $77B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1974 advisors
Number of Clients
129,307 clients
Average Client Portfolio
$599K average
Assets Under Management
$77.4B
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.25% |
| $100K - $250K | 2.20% |
| $250K - $500K | 2.15% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.85% |
| $2.0M - $5.0M | 1.75% |
| $5.0M - $10.0M | 1.65% |
| $10.0M - $25.0M | 1.50% |
| $25M+ | 1.45% |
Fees are negotiable and billed quarterly in arrears. AMC Advantage Program charges a separate program fee up to 2.25% plus third-party manager fees.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
1 Town Center Rd, Ste 200, Boca Raton, FL, 33486
Get directionsHistory
Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2006Denied
Customer Dispute
November 2002Award / Judgment
Employment History
Current Registrations
Truist Advisory Services, INC.
September 2016 - Present · 10 yrs 1 mo
Truist Investment Services, INC.Broker
January 2015 - Present · 11 yrs 9 mos
Truist Investment Services, INC.
January 2015 - Present · 11 yrs 9 mos
Previous Registrations
Suntrust Investment Services, INC.
January 2015 - December 2016 · 1 yr 11 mos
Oppenheimer & CO. INC.
March 2009 - January 2015 · 5 yrs 10 mos
Oppenheimer & CO. INC.Broker
March 2009 - January 2015 · 5 yrs 10 mos
Stanford Group Company
August 2006 - March 2009 · 2 yrs 7 mos
Stanford Group CompanyBroker
August 2006 - March 2009 · 2 yrs 7 mos
Wachovia Securities, LLC
October 2000 - August 2006 · 5 yrs 10 mos
Wachovia Securities, LLCBroker
October 2000 - August 2006 · 5 yrs 10 mos
First Union Brokerage Services, INC.Broker
March 2000 - October 2000 · 7 mos
Painewebber IncorporatedBroker
January 1995 - April 2000 · 5 yrs 3 mos
Kidder, Peabody & CO. IncorporatedBroker
April 1994 - January 1995 · 9 mos
Painewebber IncorporatedBroker
June 1990 - April 1994 · 3 yrs 10 mos
F.D. Roberts Securities, INC.Broker
February 1989 - February 1989 · 0 mos
Marshall Davis, INC.Broker
December 1988 - February 1989 · 2 mos
R a F Financial CorporationBroker
October 1988 - January 1989 · 3 mos
F.D. Roberts Securities, INC.Broker
August 1988 - February 1989 · 6 mos
State Registrations20 states
CACOCTDCFLGAIAILINKYMAMDMINCNJNYOHPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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