Thomas Gale is a registered investment advisor, based in Glen Mills, PA, with 36 years of industry experience.
Location
205 Baltimore Pike 2nd Floor, Glen Mills, PA, 19342
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is an agent analyzing clients' financial needs and making recommendations, and also provides insurance solutions including life insurance, disability, and long-term care. He is also a registered representative providing securities and investment services, and owns rental real estate property; each of these activities takes about half of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Summit Brokerage Services, INC.Broker
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Coastal Investment Advisors
Coastal Equities, INC.Broker
Financial Network Investment Corporation
Financial Network Investment CorporationBroker
Hornor, Townsend & Kent, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Independent Financial GroupBroker
Equity Services, INC.Broker
First Investors CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.