MT
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Michael Thompson
35 Years of Experience
Hayden, ID
1 Disclosure
Michael Thompson is a registered investment advisor at Aspen Grove Investment Management, LLC, based in Hayden, ID, with 35 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 246 clients with $46M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
246 clients
Average Client Portfolio
$189K average
Assets Under Management
$46.5M
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.75% |
| $500K - $1.5M | 0.50% |
| $1.5M - $5.0M | 0.25% |
| $5M+ | 0.10% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Hayden, ID
Get directionsHistory
Regulatory History (1)
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Regulatory
February 1997Final
Other Business Activities
Michael is a managing member of Aspen Grove Investment Management LLS.
Employment History
Current Registrations
Aspen Grove Investment Management, LLC
May 2009 - Present · 17 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2000 - May 2009 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2000 - May 2009 · 9 yrs
Royal Alliance Associates, INC.Broker
July 1996 - March 1999 · 2 yrs 8 mos
Wealth Resource Capital CorporationBroker
August 1994 - June 1995 · 10 mos
The Dreyfus Service CorporationBroker
July 1992 - April 1994 · 1 yr 9 mos
Dean Witter Reynolds INC.Broker
July 1988 - October 1993 · 5 yrs 3 mos
State Registrations2 states
CAID
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.