Raymond Evans
Raymond Evans is a CFP-designated registered investment advisor at Integrity Alliance, LLC, based in Rogers, AR, with 36 years of industry experience. Raymond operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
409 W Poplar St, Rogers, AR, 72756
Get directionsHistory
Regulatory History (3)
Employment Separation After Allegations
August 1997Customer Dispute
June 1997Employment Separation After Allegations
May 1992Other Business ActivitiesSells Insurance
Raymond is an independent insurance agent selling fixed insurance products since 2004, dedicating about a quarter of his time to this. He also owns Ozark Tax Advisory, Ozark Financial Services of NWA, Inc., and R&E Evans Properties, LLC, spending a full-time amount of time on Ozark Financial Services of NWA, Inc.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
First Heartland Consultants, INC.
First Heartland Advisors INC
First Heartland Capital, INC.Broker
World Securities, INC.Broker
Sunpoint Securities, INC.Broker
Capital Securities of America, INC.Broker
Saperston Financial INC.Broker
Securities Service Network, INC.Broker
Securities America, INC.Broker
First Affiliated SecuritiesBroker
Royal Alliance Associates, INC.Broker
Edward D. Jones & CO., L.P.Broker
Lehman Brothers INC.Broker
Integrated Resources Equity CorporationBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.