Marc Ross is a CFA, CFP-designated registered investment advisor at LPL Financial LLC, based in Dorchester, MA, with 24 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Dorchester, MA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Marc produces practice questions and guideline answers for the CFA Society of Boston in a freelance capacity. This takes minimal time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Signator Financial Services, INC.Broker
Signator Investors, INC.
Signator Investors, INC.Broker
New England Securities Corporation
New England SecuritiesBroker
Citistreet Advisors LLC
Citistreet Advisors LLCBroker
Citistreet Equities LLCBroker
State Street Capital Markets, LLCBroker
Krupp Securities CorporationBroker
New England SecuritiesBroker
MML Investors Services, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Phillip Parziale, CFPLPL Financial LLC
- Elody Wagnac, CFPJanney Montgomery Scott LLC
- Sean Donovan, CFPGrimes & Company