Phillip Parziale
Phillip Parziale is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dorchester, MA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1205 Adams St, Dorchester, MA, 02124
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2017Customer Dispute
April 2010Other Business Activities
Phillip operates under RTN Investment & Retirement Group and BrightBridge Investment & Retirement Group, both DBAs for his LPL business. He also owns rental real estate and is involved with Hubpoint Capital LLC for tax/investment purposes only, dedicating minimal time to these activities. Phillip spends full-time hours on his LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
CUNA Brokerage Services, INC.
Citizens Securities, INC.Broker
Citizens Investment Services
Primevest Financial Services, INC.
Bancnorth Investment Group, INC.Broker
Primevest Financial Services, INC.Broker
Eaton Vance Distributors, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Waddell & Reed, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.