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CFP
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CFP

Phillip Parziale

LPL Financial LLC
28 Years of Experience
Dorchester, MA
2 DisclosuresBroker
View SEC Summary
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Phillip Parziale is a CFP-designated registered investment advisor at LPL Financial LLC, based in Dorchester, MA, with 28 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1205 Adams St, Dorchester, MA, 02124

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2017
Settled
Customer Dispute
April 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Phillip operates under RTN Investment & Retirement Group and BrightBridge Investment & Retirement Group, both DBAs for his LPL business. He also owns rental real estate and is involved with Hubpoint Capital LLC for tax/investment purposes only, dedicating minimal time to these activities. Phillip spends full-time hours on his LPL business.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs 5 mos
LPL Financial LLCBroker
May 2022 - Present · 4 yrs 5 mos
Previous Registrations
CUNA Brokerage Services, INC.
October 2020 - May 2022 · 1 yr 7 mos
CUNA Brokerage Services, INC.Broker
September 2020 - May 2022 · 1 yr 8 mos
CUNA Brokerage Services, INC.
August 2020 - September 2020 · 1 mo
Citizens Securities, INC.Broker
October 2007 - June 2020 · 12 yrs 8 mos
Citizens Investment Services
October 2007 - June 2020 · 12 yrs 8 mos
Primevest Financial Services, INC.
June 2006 - October 2007 · 1 yr 4 mos
Bancnorth Investment Group, INC.Broker
January 2005 - October 2007 · 2 yrs 9 mos
Primevest Financial Services, INC.Broker
November 2003 - January 2005 · 1 yr 2 mos
Eaton Vance Distributors, INC.Broker
June 2000 - December 2003 · 3 yrs 6 mos
Metlife Securities INC.Broker
July 1998 - June 2000 · 1 yr 11 mos
Metropolitan Life Insurance CompanyBroker
July 1998 - June 2000 · 1 yr 11 mos
Waddell & Reed, INC.Broker
March 1998 - June 1998 · 3 mos
State Registrations15 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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