William Mason
William Mason is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New Orleans, LA, with 37 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
639 Loyola Avenue, Suite 200, New Orleans, LA, 70113
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
July 2009Other Business Activities
William is involved with several non-profit and social organizations, including Mardi Gras krewes, historical preservation groups, and alumni associations. These activities require a few hours per week in total.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Sterne, Agee & Leach, INC.Broker
Sterne Agee Asset Management, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.