William Kass
William Kass is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New Orleans, LA, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
639 Loyola Avenue, Suite 200, New Orleans, LA, 70113
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Regulatory History (1)
Customer Dispute
March 2011Other Business Activities
William is the owner of M.B.H. Marine, LLC, established for liability reasons related to his personal recreational boat. He spends minimal time on this activity.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Smith Barney INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
First Eagle, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.