Ben Sarsozo
Ben Sarsozo is a registered investment advisor at MML Investors Services, LLC, based in Centennial, CO, with 35 years of industry experience. Ben operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
Centennial, CO
Get directionsHistory
Regulatory History (2)
Judgment / Lien
August 2017Judgment / Lien
August 2017Other Business ActivitiesSells Insurance
Ben refers clients to Integrated Trust Systems for wills and trusts, BASE for the 105 Plan HRA, and Insuractive Medicare Back Office for Medicare insurance. Ben is also co-owner of CJ's Healthy Habits (Amway health and fitness products) and President/CEO of Integrated Investment Group Inc., dedicating about a quarter of his time to running the company.
Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Summit Brokerage Services, INC.Broker
Summit Financial Group INC
Vsr Advisory Services
Integrated Investment Group
Integrated Investment Group
Integrated Investment Group
The Masters, INC.
Integrated Investment Group
Vsr Financial Services, INC.Broker
Vsr Financial Services, INC.Broker
Washington Square Securities, INC.Broker
Omnivest, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.