DS
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Dominic Stilletti

37 Years of Experience
Bohemia, NY
3 DisclosuresBroker

Dominic Stilletti is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bohemia, NY, with 37 years of industry experience. Dominic is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

One Corporate Drive, Ste 202, Bohemia, NY, 11716

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2017
Judgment / Lien
July 2016
Judgment / Lien
September 2015
Employment History
Current Registrations
Ameriprise Financial Services, LLC
July 2021 - Present · 5 yrs 3 mos
Ameriprise Financial Services, LLCBroker
May 2018 - Present · 8 yrs 5 mos
Previous Registrations
Capital One Advisors, LLC
April 2015 - May 2018 · 3 yrs 1 mo
Capital One Investing, LLCBroker
April 2015 - May 2018 · 3 yrs 1 mo
MML Investors Services, LLCBroker
June 2013 - February 2015 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
June 2004 - April 2013 · 8 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1988 - April 2013 · 24 yrs 5 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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