BC
BC

Brett Comstock

29 Years of Experience
Bohemia, NY
1 DisclosureBroker

Brett Comstock is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bohemia, NY, with 29 years of industry experience. Brett operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

Loading...

Location

One Corporate Drive, Ste 202, Bohemia, NY, 11716

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2011
Settled
Other Business Activities

Brett is involved in two outside business activities: business ownership at 699 Hilltop Court and Premier Tree Service. The business ownership takes about 10-20% of his time, while the start date for Premier Tree Service is 02/10/1995.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2009 - Present · 17 yrs 1 mo
Ameriprise Financial Services, LLC
May 1998 - Present · 28 yrs
Ameriprise Financial Services, LLCBroker
May 1998 - Present · 28 yrs
Previous Registrations
Ids Life Insurance CompanyBroker
May 1998 - July 2006 · 8 yrs 2 mos
Pacific Brokerage Services, INC.Broker
January 1996 - May 1997 · 1 yr 4 mos
Investors Associates, INC.Broker
April 1995 - December 1995 · 8 mos
State Registrations12 states
AZCTDEFLGAMANCNJNYSCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.