JH
JH
James Healey is a registered investment advisor at Morgan Stanley, based in Springfield, MA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1500 Main Street, 19th Floor, Springfield, MA, 01115
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Regulatory History (3)
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Customer Dispute
June 2008Settled
Customer Dispute
June 2008Settled
Customer Dispute
March 2008Settled
Other Business Activities
James owns rental property and leases a garage on the property since December 2019. This activity is investment-related.
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley Smith Barney LLC
June 2009 - December 2009 · 6 mos
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
Morgan Stanley & CO. Incorporated
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
September 2002 - February 2009 · 6 yrs 5 mos
UBS Financial Services INC.Broker
August 1989 - February 2009 · 19 yrs 6 mos
State Registrations35 states
ALAZCACOCTDCFLGAHIILINMAMDMEMIMNMTNCNHNJNMNVNYOHOKORPARISCTNTXVAVTWAWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.