JW
JW

John Williams

33 Years of Experience
Fairway, KS
Broker

John Williams is a registered investment advisor, based in Fairway, KS, with 33 years of industry experience.

Location

4300 Shawnee Mission Parkway, Suite 100, Fairway, KS, 66205

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John owns RCCG, providing compliance consulting services, taking nearly full-time hours. He also works as a consultant for Walnut Creek Capital Advisors and M3SixtyCapital LLC, and is the CCO for Integrity Funds Distributor, LLC and M3Sixty Distributors LLC.

Employment History
Current Registrations
Grf Capital Investors, INC.
May 2025 - Present · 1 yr
Grf Capital Investors, INC.Broker
May 2025 - Present · 1 yr
M3sixty Capital, LLC
January 2025 - Present · 1 yr 4 mos
Walnut Creek Capital Advisors, LLCBroker
January 2025 - Present · 1 yr 4 mos
Walnut Creek Capital Advisors, LLC
January 2025 - Present · 1 yr 4 mos
Integrity Funds Distributor, LLC
September 2024 - Present · 1 yr 8 mos
Integrity Funds Distributor, LLCBroker
September 2024 - Present · 1 yr 8 mos
Research Capital USA INC.
July 2024 - Present · 1 yr 10 mos
Research Capital USA INC.Broker
July 2024 - Present · 1 yr 10 mos
Matrix 360 Distributors, LLC
January 2022 - Present · 4 yrs 4 mos
Matrix 360 Distributors, LLCBroker
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Aronson Asset Management, INC.
February 2022 - November 2024 · 2 yrs 9 mos
Matrix 360 Distributors, LLCBroker
June 2021 - August 2021 · 2 mos
Wildermuth Asset Management, LLC
October 2016 - February 2020 · 3 yrs 4 mos
Kalos Management
July 2005 - February 2020 · 14 yrs 7 mos
Kalos Capital, INC.Broker
July 2005 - February 2020 · 14 yrs 7 mos
Bear, Stearns & CO. INC.
June 2003 - August 2004 · 1 yr 2 mos
Bear, Stearns & CO. INC.Broker
May 2003 - August 2004 · 1 yr 3 mos
Salomon Smith Barney INC.Broker
December 1999 - November 2002 · 2 yrs 11 mos
Greenwich Capital Markets, INC.Broker
October 1999 - November 1999 · 1 mo
Painewebber IncorporatedBroker
February 1994 - April 1999 · 5 yrs 2 mos
Nationsbanc Securities, INC.Broker
March 1992 - January 1994 · 1 yr 10 mos
Nationsbanc Securities of Georgia, INC.Broker
June 1989 - March 1992 · 2 yrs 9 mos
Shearson Lehman Hutton INC.Broker
August 1988 - June 1989 · 10 mos
State Registrations6 states
GAKSNDOKSCSD
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Williams - Financial Advisor | TrueAdvisor