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Wayne Klatt

30 Years of Experience
Melville, NY
1 DisclosureBroker

Wayne Klatt is a registered investment advisor, based in Melville, NY, with 30 years of industry experience.

Location

35 Pinelawn Rd Ste 123, Melville, NY, 11747-3121

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History

Regulatory History (1)
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Employment Separation After Allegations
November 2015
Employment History
Current Registrations
Allstate Financial Advisors, LLC
November 2020 - Present · 5 yrs 8 mos
Allstate Financial Services, LLCBroker
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
Siebert Advisornxt, INC.
April 2018 - September 2020 · 2 yrs 5 mos
Muriel Siebert & CO., INC.Broker
January 2018 - September 2020 · 2 yrs 8 mos
Stockcross Financial Services
May 2016 - January 2020 · 3 yrs 8 mos
Stockcross Financial Services, INC.Broker
March 2016 - January 2020 · 3 yrs 10 mos
Credit Suisse Securities (USA) LLCBroker
April 2007 - December 2015 · 8 yrs 8 mos
Citigroup Global Markets INC.Broker
October 2000 - April 2007 · 6 yrs 6 mos
Donaldson, Lufkin & Jenrette Securities CorporationBroker
May 1998 - October 2000 · 2 yrs 5 mos
Hsbc Securities, INC.Broker
March 1997 - May 1998 · 1 yr 2 mos
Natwest Securities CorporationBroker
October 1995 - November 1995 · 1 mo
Natwest International Securities INC.Broker
May 1994 - October 1995 · 1 yr 5 mos
Herzog, Heine, Geduld, INC.Broker
November 1992 - March 1993 · 4 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Wayne Klatt - Financial Advisor | TrueAdvisor