John Murphy is a registered investment advisor at Spc, based in Plainfield, IN, with 35 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 30,881 clients with $5.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
SPC offers investment management through the SIGMA Managed Account program. Clients pay an annual account management fee based on a percentage of their account assets. The fee includes a program fee and the IAR's compensation. For example, if your account AUM is $1,500,000, the first $500,000 is billed at 2.50%, the next $250,000 at 1.75%, the next $250,000 at 1.50%, and the remaining $500,000 at 1.25%. The maximum annual advisory fee is 2.5%. The program fee is 0.15% on all assets. There is a $30 minimum annual program fee.
SPC also offers direct-at-fund programs where clients pay an annual asset-based investment management fee of 0.5%.
Location
4310 Saratoga Parkway, Suite 600, Plainfield, IN, 46168
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John holds appointments with various companies and established North 84 LLC for his non-variable life and non-variable annuity marketing business, dedicating about a quarter of his time. He also offers financial services through Saratoga Wealth Management, LLC, spending about 10-20% of his time, and owns a portion of Chick-N-Whistle, LLC, which owns farm rental property, requiring minimal time.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
The Leaders Group, INC.Broker
Ws Griffith Securities, INC.Broker
Onb Investment Services, INC.Broker
Hartford Equity Sales Company INC.Broker
Aegon USA Securities INC.Broker
Intersecurities, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.