Mark Gillelen
Mark Gillelen is a registered investment advisor at LPL Financial LLC, based in Redwood City, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
100 Marine Parkway Ste 215, Redwood City, CA, 94065
Get directionsHistory
Regulatory History (5)
Customer Dispute
March 2023Customer Dispute
December 2009Customer Dispute
June 2009Customer Dispute
September 2008Employment Separation After Allegations
February 2008Other Business Activities
Mark operates under the DBA McKinley Financial Group for his LPL business. He also manages two short-term rental properties, dedicating about 10-20% of his time, and serves as President of The Eva and John Ross Foundation, a non-profit, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
First Allied Securities, INC.Broker
First Allied Advisory Services, INC.
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Banc of America Investment Services, INC.Broker
Banc of America Investment Services, INC.
Ba Investment Services, INC.Broker
Citicorp Investment ServicesBroker
Dean Witter Reynolds INC.Broker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.