Mark Lamb
Mark Lamb is a registered investment advisor at LPL Financial LLC, based in Redwood City, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Redwood City, CA
Get directionsHistory
Regulatory History (5)
Regulatory
May 2004Regulatory
November 2002Employment Separation After Allegations
May 2001Customer Dispute
March 1999Customer Dispute
January 1995Other Business Activities
Mark operates Lamb Wealth Management as a DBA for his LPL business, which is investment-related. This activity consumes all of Mark's time.
Employment History
Current Registrations
LPL Financial LLC
Previous Registrations
Western International Securities
Financial West Group
Financial West GroupBroker
The Shemano Group, INC.Broker
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
Wells Fargo Van Kasper, LLCBroker
Painewebber IncorporatedBroker
Kidder, Peabody & CO. IncorporatedBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Drexel Burnham Lambert IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.