Kent Whitaker
Kent Whitaker is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 34 years of industry experience. Kent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
230 Park Avenue, 3rd Fl, [Satellite], New York, NY, 10169
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2001Other Business ActivitiesSells Insurance
Kent is involved with K.W. Whitaker, LLC, dedicating full-time hours to it. He is also the CFA President at Princeton Harriman Insurance Solutions, spending a few hours per week there as part of the insurance business.
Employment History
Current Registrations
Wells Fargo Advisors
Wells Fargo Advisors Financial Network, LLCBroker
Previous Registrations
LPL Financial Corporation
LPL Financial CorporationBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
The Stuart-James Company, IncorporatedBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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