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Joseph Sarappo is a registered investment advisor, based in Elmhurst, IL, with 37 years of industry experience.
Location
940 N. Industrial Dr., Elmhurst, IL, 60126-1131
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Regulatory History (2)
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Customer Dispute
August 2011Closed-No Action
Customer Dispute
October 2009Settled
Other Business ActivitiesSells Insurance
Joseph owns and oversees operations for two pizza shops, Sarappo's Pizza, and is the President/CEO of Retirement Planning Specialists, Inc., where he oversees operations, RIA activities, insurance sales, and mutual funds, dedicating nearly all of his time to this role. He also prepares tax returns and sells various insurance products, dedicating minimal time to each.
Employment History
Current Registrations
Lasalle St Securities, L.L.C.Broker
May 2021 - Present · 5 yrs
Lasalle St. Investment Advisors, L.L.C.
May 2021 - Present · 5 yrs
Previous Registrations
Apw Capital, INC.Broker
July 2012 - May 2021 · 8 yrs 10 mos
Retirement Planning Specialists
July 2011 - December 2021 · 10 yrs 5 mos
Securities America Advisors, INC.
February 2005 - July 2012 · 7 yrs 5 mos
Securities America, INC.Broker
December 2004 - July 2012 · 7 yrs 7 mos
MML Investors Services, INC.Broker
June 1990 - December 2004 · 14 yrs 6 mos
Robert W. Baird & CO. IncorporatedBroker
February 1990 - May 1990 · 3 mos
Nml Equity Services, INC.Broker
October 1988 - March 1990 · 1 yr 5 mos
State Registrations21 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.