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Eric Kabler

LPL Financial LLC
37 Years of Experience
Johnstown, PA
1 DisclosureBrokerSells Insurance
View SEC Summary
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Eric Kabler is a registered investment advisor at LPL Financial LLC, based in Johnstown, PA, with 37 years of industry experience. Eric is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

532 Oakridge Dr, Johnstown, PA, 15904

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2013
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Eric is involved in several investment-related activities, including Kabler/Thomas Financial Group, Ebensburg Insurance Agency, and Investing By You. He also sells various insurance products, including long-term care, health insurance, and fixed life products, and refers clients for LTC insurance, dedicating minimal time to some of these activities and about 10-20% of his time to others.

Employment History
Current Registrations
LPL Financial LLC
December 2021 - Present · 4 yrs 10 mos
LPL Financial LLCBroker
August 2001 - Present · 25 yrs 2 mos
LPL Financial LLC
August 2001 - Present · 25 yrs 2 mos
Previous Registrations
Parker/hunter IncorporatedBroker
July 1992 - August 2001 · 9 yrs 1 mo
Sterling Securities, INC.Broker
January 1991 - July 1992 · 1 yr 6 mos
Ids Life Insurance CompanyBroker
October 1988 - October 1990 · 2 yrs
American Express Financial Advisors INC.Broker
October 1988 - October 1990 · 2 yrs
State Registrations22 states
ARCACODEFLGAILINKYMDMONCNJNYOHOKPASCTNTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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