DH
ChFC
DH
ChFC

Don Hall

43 Years of Experience
Johnstown, PA
8 DisclosuresBrokerSells Insurance

Don Hall is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Johnstown, PA, with 43 years of industry experience. Don operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

227 Franklin Street Ste 302, Johnstown, PA, 15901

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History

Regulatory History (8)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2022
Denied
Customer Dispute
August 2021
Closed-No Action
Customer Dispute
August 2014
Settled
Customer Dispute
February 2014
Denied
Customer Dispute
November 2001
Denied
Regulatory
December 1992
Final
Regulatory
February 1991
Final
Employment Separation After Allegations
November 1990
Other Business ActivitiesSells Insurance

Don is the president of Westmont Borough Council, on the leadership team at Liberty Grace Bretheren Church, and chairman of the Greater Johnstown Water Authority. He also works full-time as an Investment Advisor Representative, an independent insurance agent selling fixed insurance products, and owner of Centennial Financial Group, LLC, selling fixed insurance, securities, and investment products.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2021 - June 2023 · 2 yrs
Voya Financial Advisors, INC.Broker
January 2004 - June 2021 · 17 yrs 5 mos
Voya Financial Advisors, INC.
January 2004 - June 2021 · 17 yrs 5 mos
Locust Street Securities, INC.
April 2002 - January 2004 · 1 yr 9 mos
Locust Street Securities, INC.Broker
March 1991 - January 2004 · 12 yrs 10 mos
Nylife Securities INC.Broker
October 1982 - December 1990 · 8 yrs 2 mos
State Registrations12 states
CADEFLMAMDNCNYORPASCTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.