JW
JW
James Wolter
36 Years of Experience
Ponte Vedra Beach, FL
1 Disclosure
James Wolter is a registered investment advisor at Broadreach Capital, LLC, based in Ponte Vedra Beach, FL, with 36 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 12 clients with $5M in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
12 clients
Average Client Portfolio
$417K average
Assets Under Management
$5.0M
Fee Structure
Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.50% |
| $5.0M - $10.0M | 1.00% |
| $10M+ | 0.50% |
Fees may be negotiable within each tier. A fee break will occur as your portfolio value exceeds each tier level.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Ponte Vedra Beach, FL
Get directionsHistory
Regulatory History (1)
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Regulatory
June 2014Final
Employment History
Current Registrations
Broadreach Capital, LLC
February 2009 - Present · 17 yrs 3 mos
Previous Registrations
Brokersxpress LLC
August 2007 - December 2008 · 1 yr 4 mos
Brokersxpress LLCBroker
November 2006 - December 2008 · 2 yrs 1 mo
Lincoln Financial Advisors Corporation
December 2004 - October 2006 · 1 yr 10 mos
Lincoln Financial Advisors CorporationBroker
November 2004 - October 2006 · 1 yr 11 mos
The Lincoln National Life Insurance CompanyBroker
November 2004 - April 2006 · 1 yr 5 mos
Raymond James Financial Services
April 2003 - December 2004 · 1 yr 8 mos
Raymond James Financial Services, INC.Broker
November 2002 - December 2004 · 2 yrs 1 mo
Robert W. Baird & CO. IncorporatedBroker
July 2001 - December 2002 · 1 yr 5 mos
Morgan Stanley Dw INC.Broker
February 1989 - July 2001 · 12 yrs 5 mos
State Registrations1 state
FL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.