Thomas Shaw is a CFP-designated registered investment advisor at Morgan Stanley, based in Jacksonville, FL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
6735 Southpoint Drive, Jacksonville, FL, 32216
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
October 2008 - June 2009 · 8 mos
Morgan Stanley & CO. IncorporatedBroker
September 2008 - June 2009 · 9 mos
Suntrust Investment Services, INC.
March 2002 - September 2008 · 6 yrs 6 mos
Suntrust Investment Services, INC.Broker
March 2002 - September 2008 · 6 yrs 6 mos
Northwestern Mutual Investment Services, INC.Broker
September 1992 - January 1994 · 1 yr 4 mos
State Registrations35 states
ALAZCACOCTDCFLGAHIIAIDILINKYMAMDMEMIMONCNHNJNYOHORPASCTNTXUTVAVTWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.