MK
MK
Michael Keating is a registered investment advisor at Morgan Stanley, based in Newport, RI, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
284-286 Bellevue Avenue, Newport, RI, 02840
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Regulatory History (1)
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Customer Dispute
January 2003Denied
Other Business Activities
Michael is on the Finance Committee for the Ida Lewis Yacht Club, a private club. This activity requires minimal time and is investment-related.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
November 2007 - June 2009 · 1 yr 7 mos
Morgan Stanley & CO. Incorporated
November 2007 - June 2009 · 1 yr 7 mos
UBS Financial Services INC.Broker
January 1995 - November 2007 · 12 yrs 10 mos
Kidder, Peabody & CO. IncorporatedBroker
January 1989 - January 1995 · 6 yrs
J. T. Moran & CO., INC.Broker
August 1988 - December 1988 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.