Ashok Sanghavi
Ashok Sanghavi is a CFP-designated registered investment advisor at Hornor, Townsend & Kent, LLC, based in Elkhart, IN, with 23 years of industry experience. Ashok operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
25416 County Road 6, Suite 102, Elkhart, IN, 46514
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ashok works as an insurance agent at Global Financial Group, focusing on insurance sales and service, including Penn Mutual life products, dedicating full-time hours to this role. Ashok also manages residential rental properties, spending minimal time on tenant considerations and repair approvals.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Previous Registrations
Retirement Income Management, INC.
Capital Management Associates,inc.
Global Financial Private Capital, LLC
American Investment Services
First Heartland Consultants, INC.
Fsc Securities Corporation
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.