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Christopher Birmingham

37 Years of Experience
Fargo, ND
3 DisclosuresBrokerSells Insurance

Christopher Birmingham is a registered investment advisor at LPL Financial LLC, based in Fargo, ND, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3050 Sienna Dr S Ste 100, Fargo, ND, 58104

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2003
Denied
Regulatory
September 2000
Final
Customer Dispute
May 1999
Settled
Other Business ActivitiesSells Insurance

Christopher operates Choice Wealth as a DBA for his LPL business, dedicating full-time hours to it. He is also a partner in GPFG LLC, a business entity for tax/investment purposes only, requiring minimal time, and a financial advisor for e4 insurance services, dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLC
November 2017 - Present · 8 yrs 6 mos
LPL Financial LLCBroker
November 2017 - Present · 8 yrs 6 mos
Previous Registrations
Ica Group Wealth Management, LLC
December 2021 - September 2024 · 2 yrs 9 mos
Investment Centers of America, INC.
December 2015 - November 2017 · 1 yr 11 mos
Investment Centers of America, INC.Broker
November 2015 - November 2017 · 2 yrs
Securities America Advisors, INC.
February 2012 - December 2015 · 3 yrs 10 mos
Securities America, INC.Broker
February 2012 - December 2015 · 3 yrs 10 mos
Investment Centers of America, INC.Broker
April 2009 - February 2012 · 2 yrs 10 mos
Investment Centers of America, INC.
April 2009 - February 2012 · 2 yrs 10 mos
UBS Financial Services INC.
August 2006 - May 2009 · 2 yrs 9 mos
UBS Financial Services INC.Broker
August 2006 - May 2009 · 2 yrs 9 mos
Piper Jaffray & CO.
April 1992 - August 2006 · 14 yrs 4 mos
Piper Jaffray & CO.Broker
September 1988 - August 2006 · 17 yrs 11 mos
State Registrations18 states
AZCACOFLIAMIMNMTNCNDNENJOHOKORSDWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Birmingham - Financial Advisor | TrueAdvisor