Mark Leone
Mark Leone is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Salt Lake City, UT, with 36 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Salt Lake City, UT
Get directionsHistory
Regulatory History (4)
Regulatory
June 2015Customer Dispute
August 2014Employment Separation After Allegations
April 2014Customer Dispute
July 2003Other Business ActivitiesSells Insurance
Mark is an independent insurance agent for various insurance companies, dedicating a few hours per week. He also owns an LLC and works as an advisory representative of a registered investment advisor, spending nearly full-time on this role.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Cambridge Investment Research, INC.
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
Zions Investment Securities, INC
Zions Direct, INC.Broker
First Security Investor Services, INC.Broker
Piper, Jaffray & Hopwood IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.