Mark Fontana
Mark Fontana is a registered investment advisor at LPL Financial LLC, based in Fort Myers, FL, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6150 Diamond Centre Ct # 603, Fort Myers, FL, 33912-7147
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2018Other Business Activities
Mark operates his LPL business under the DBA Titian Financial. This activity is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Thrivent Investment Management INC.
Thrivent Investment Management INC.Broker
Workman Securities CorporationBroker
Coastal Discount Stockbrokers, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Regal Discount Securities, INC.Broker
Fas Wealth Management Services, INC.Broker
Prudential Securities IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.