Stephen Guinan
Stephen Guinan is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Kng of Prussia, PA, with 37 years of industry experience. Stephen is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 1 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
1000 Continental Drive, Suite 695, Kng of Prussia, PA, 19406
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen earns commissions from selling non-variable life, health, annuity, and disability income insurance products through insurance companies not affiliated with Northwestern Mutual. He also owns The Guinan Financial Group, LLC, a personal insurance business, taking about half of his time, and owns an investment property, dedicating minimal time to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
Cheevers, Hand & Angeline, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations50 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- James Meanix, CFP, ChFCNorthwestern Mutual Investment Services,llc