Stephen Guinan
Stephen Guinan is a ChFC-designated registered investment advisor at Northwestern Mutual Investment Services,llc, based in Kng of Prussia, PA, with 37 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
1000 Continental Drive, Suite 695, Kng of Prussia, PA, 19406
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Stephen earns commissions from selling non-variable life, health, annuity, and disability income insurance products through insurance companies not affiliated with Northwestern Mutual. He also owns The Guinan Financial Group, LLC, a personal insurance business, taking about half of his time, and owns an investment property, dedicating minimal time to it.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
Cheevers, Hand & Angeline, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations50 states
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