Curtis Cloke
Curtis Cloke is a registered investment advisor at J. W. Cole Advisors, INC., based in Burlington, IA, with 37 years of industry experience. Curtis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 29,614 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
J.W. Cole Advisors' investment management fees are based on a tiered schedule, meaning the percentage you pay decreases as your portfolio grows. The exact fee can be negotiated and may be a flat rate instead of tiered. The maximum fee is generally 3.00% and the minimum is 0.25%. There is also a program fee charged, which covers services provided by JWCA and the custodian of your account. You'll pay these fees quarterly, regardless of how many trades are made. Some advisors may or may not pay transaction costs.
Location
300 Jefferson St, Burlington, IA, 52601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Curtis is the president and owner of Acuity Financial, Inc., where he sells fixed insurance, and also serves as President/CEO of Thrive Income Distribution LLC. He dedicates nearly full-time hours to JWC Wealth Management as a Senior Advisor and spends about half his time between Acuity Financial and Thrive Income Distribution LLC.
Employment History
Current Registrations
J. W. Cole Advisors, INC.
J.W. Cole Financial, INC.Broker
Previous Registrations
Invest Financial Corporation
Invest Financial CorporationBroker
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations13 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.