MM
CFP
MM
CFP

Mark Mappa

36 Years of Experience
Deerfield, IL
2 DisclosuresBrokerSells Insurance

Mark Mappa is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Deerfield, IL, with 36 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

400 Skokie Blvd Suite 550, Deerfield, IL, 60062

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2023
Settled
Customer Dispute
November 2022
Settled
Other Business ActivitiesSells Insurance

Mark is the president of MAPPA Wealth Management, providing comprehensive financial planning, and an insurance producer. He also sells fixed insurance products and owns real estate investment properties, and is the author of "Cash Flow is King.

Employment History
Current Registrations
Cetera Investment Advisers LLC
December 2024 - Present · 1 yr 5 mos
Cetera Advisors LLCBroker
December 2024 - Present · 1 yr 5 mos
Previous Registrations
Osaic Wealth, INC.Broker
January 2024 - December 2024 · 11 mos
Osaic Wealth, INC.
January 2024 - December 2024 · 11 mos
Woodbury Financial Services, INC.Broker
March 2016 - January 2024 · 7 yrs 10 mos
Woodbury Financial Services, INC.
March 2016 - January 2024 · 7 yrs 10 mos
NFP Advisor Services, LLC
December 2003 - March 2016 · 12 yrs 3 mos
NFP Advisor Services, LLCBroker
December 2003 - March 2016 · 12 yrs 3 mos
Veravest Investment Advisors, INC.
March 2002 - December 2003 · 1 yr 9 mos
Veravest Investments, INC.Broker
March 2002 - December 2003 · 1 yr 9 mos
Financial Network Investment CorporationBroker
April 2000 - March 2002 · 1 yr 11 mos
Terra Securities CorporationBroker
March 2000 - May 2000 · 2 mos
Jefferson Pilot Securities CorporationBroker
May 1998 - March 2000 · 1 yr 10 mos
Sunamerica Securities, INC.Broker
April 1994 - November 1997 · 3 yrs 7 mos
Chubb Securities CorporationBroker
March 1989 - April 1994 · 5 yrs 1 mo
State Registrations34 states
ALARAZCACOFLGAIAILINKSKYLAMAMEMIMNMONCNHNJNVNYOHORPARISCTNTXUTVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.