Joseph Rosario is a CFP-designated registered investment advisor, based in Deerfield, IL, with 9 years of industry experience.
Location
570 lake cook road, suite 300, Deerfield, IL, 60015
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Joseph works as an independent contractor providing business coaching. This activity takes about a quarter of his time and is not investment-related.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
December 2025 - Present · 5 mos
Cetera Investment Advisers LLC
December 2025 - Present · 5 mos
Previous Registrations
Strategic Advisers LLC
March 2025 - December 2025 · 9 mos
Fidelity Personal and Workplace Advisors
August 2019 - March 2025 · 5 yrs 7 mos
Fidelity Brokerage Services LLCBroker
July 2019 - December 2025 · 6 yrs 5 mos
Allstate Financial Services, LLCBroker
February 2018 - July 2019 · 1 yr 5 mos
Allstate Financial Advisors, LLC
February 2018 - July 2019 · 1 yr 5 mos
MML Investors Services, LLC
March 2017 - June 2017 · 3 mos
MML Investors Services, LLCBroker
January 2017 - June 2017 · 5 mos
Park Avenue Securities LLCBroker
July 2016 - February 2017 · 7 mos
Pruco Securities, LLC.Broker
March 2016 - April 2016 · 1 mo
Sagepoint Financial, INC.Broker
June 2015 - January 2016 · 7 mos
State Registrations18 states
AZCACOCTFLIAILMIMNMONCNVNYOHTNTXUTWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.