SS
CFP
SS
CFP
Scott Shoup is a CFP-designated registered investment advisor, based in Sewickley, PA, with 37 years of industry experience.
Location
2591 Wexford-Bayne Road, Suite 202, Sewickley, PA, 15143
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2005Settled
Customer Dispute
January 2005Settled
Customer Dispute
August 2004Settled
Customer Dispute
July 2004Award / Judgment
Other Business ActivitiesSells Insurance
Scott is an independent insurance agent since 2004, focusing on life, accident, health, and long-term care insurance, dedicating minimal time. He is also an investment advisor representative with Vicus Capital, Inc. and a representative for Pennsylvania Financial Group (PFG) and PFG PGH, LLC, spending about a quarter of his time on financial investments.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2013 - Present · 12 yrs 8 mos
Vicus Capital, INC.
May 2005 - Present · 21 yrs
Previous Registrations
Walnut Street Securities, INC.Broker
December 2003 - September 2013 · 9 yrs 9 mos
Financial Investment Analysts, INC.Broker
October 1988 - January 2004 · 15 yrs 3 mos
State Registrations30 states
CACOCTDCDEFLGAIAIDINKSKYMAMDMIMSNCNJNVNYOHOKPASCTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.