Stephen Lubin is a CFP-designated registered investment advisor at LPL Financial LLC, based in Weymouth, MA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
650 Middle Street, Weymouth, MA, 02189
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen operates his LPL business through the Investment Center at South Shore Bank. He spends minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Citizens Securities, INC.
Citizens Securities, INC.Broker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Citizens Financial Services INC.Broker
Bankboston Investor Services, INC.Broker
Kobren Insight Brokerage, INCBroker
Fidelity Brokerage Services, INC.Broker
Fidelity Distributors CorporationBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.