Malcolm Polley

Stratos Investment Management (SIM) manages investments through various model portfolios. Fees vary depending on the model and the amount invested.

For Tactical, Enhanced Index, Global Equity, Dividend Growth, NDR, and ESG USA No Energy Models (wrap fee):

• $100,000 to $499,999.99: 0.29% per year
• $500,000 to $749,999.99: 0.27% per year
• $750,000 to $1,249,999.99: 0.25% per year
• $1,250,000 to $4,999,999.99: 0.23% per year
• $5,000,000 to $24,999,999.99: 0.19% per year
• $25,000,000 and up: 0.15% per year

For Strategic and Enhanced Indexed Focused Models (Small Account Solutions) (wrap fee):

• All Assets: 0.29% per year

For Tactical, Enhanced Indexed, Global Equity, Dividend Growth, and ESG USA No Energy Models (non-wrap fee):

• $100,000 to $499,999.99: 0.25% per year
• $500,000 to $749,999.99: 0.23% per year
• $750,000 to $1,249,999.99: 0.21% per year
• $1,250,000 to $4,999,999.99: 0.19% per year
• $5,000,000 to $24,999,999.99: 0.14% per year
• $25,000,000 and up: 0.11% per year

For Strategic and Enhanced Indexed Focused Models (Small Account Solutions) (non-wrap fee):

• All Assets: 0.25% per year

For Custom Indexing Model:

• $100,000 to $2,000,000: 0.18% per year
• $2,000,000 and up: 0.16% per year

Fees are negotiable.