MP
CFA
MP
CFA

Malcolm Emerson Polley

11 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
5 advisors
Number of Clients
3 clients
Average Client Portfolio
$814.1M average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only
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Location

Indiana, PA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Malcolm co-owns a craft shop, is involved with the YMCA, and serves as Chief Market Strategist for Stratos Investment Management, LLC. He also works as a financial advisor for Stratos Wealth Advisors, LLC and Barnwood Capital, consults for Round Table Group and Silverlight Research, and is adjunct faculty at Indiana University of Pennsylvania.

Employment History
Current Registrations
Stratos Wealth Advisors LLC
January 2024 - Present · 2 yrs 1 mo
Stratos Investment Management, LLC
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Stewart Capital Advisors, LLC
January 2014 - January 2024 · 10 yrs
State Registrations2 states
PATX
Advisor
Exams
No exam information available for this advisor.