Shannon Sottile
Shannon Sottile is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Indiana, PA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9 N 7th Street Ste 202, Indiana, PA, 15701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Shannon is an insurance agent offering accident, health, and life insurance, as well as indexed annuities, dedicating about a quarter of her time to this. She is also the secretary of Browning Brothers Palms and the sole owner of Turnt Training and Barrel Horses, LLC, spending about 10-20% of her time managing the latter.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Osaic Fa, INC.
Osaic Fa, INC.Broker
Investment Professionals, INC.
Investment Professionals, INC.Broker
Uvest Financial Services Group, INC.Broker
Uvest Investment ServicesBroker
Suntrust Securities, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.