Charles Lipson
Charles Lipson is a registered investment advisor at RBC Capital Markets, LLC, based in Rancho Mirage, CA, with 36 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Rancho Mirage, CA
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 2011Other Business Activities
Charles is a committee member for the Desert Falls Home Owners Association, assisting with budget preparation. He also serves as an advisory board member for the Desert Falls HOA Master Board, overseeing common property areas; these activities require minimal time.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Advest, INC.
Advest, INC.Broker
Freedom Distributors CorporationBroker
Signature Broker-Dealer Services, INC.Broker
Hcs Brokerage Services, INC.Broker
State Registrations29 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.