Katherine Lewis
Katherine Lewis is a registered investment advisor at Cetera Investment Advisers LLC, based in Wauwatosa, WI, with 34 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
10700 W Research Dr., Ste. 3, Wauwatosa, WI, 53226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Katherine is the President of the Milwaukee Montessori School board, dedicating minimal time. She also serves as CEO and financial advisor at Lewis Financial Group, spending about a quarter of her time, and is a member of Lewis Financial Group Milwaukee, LLC, leasing office space, also spending about a quarter of her time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Cetera Wealth Services, LLC
Previous Registrations
Cetera Advisor Networks LLC
Voya Financial Advisors, INC.
Voya Financial Advisors, INC.Broker
Ing Financial Advisers, LLCBroker
Ing Financial Advisers, LLC
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
Ing Financial Advisers, LLC
Aetna Financial Services, INC.Broker
Ing Financial Advisers, LLCBroker
Aetna Life Insurance and Annuity CompanyBroker
State Registrations19 states
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