FM
FM
Frank Marinace is a registered investment advisor at Morgan Stanley, based in Riverhead, NY, with 33 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
611 East Main Street, Riverhead, NY, 11901
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Regulatory History (1)
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Customer Dispute
May 2002Settled
Employment History
Current Registrations
Morgan Stanley
May 2020 - Present · 6 yrs 2 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
September 2003 - June 2009 · 5 yrs 9 mos
Merrill Lynch Pierce Fenner & Smith INC.
January 1995 - September 2003 · 8 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1993 - September 2003 · 10 yrs 3 mos
The Stuart-James Company, IncorporatedBroker
January 1989 - June 1989 · 5 mos
State Registrations26 states
AZCACOCTDCDEFLGAILMAMDMEMSNCNHNJNYOHORPARISCTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.