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Vincent Cava

Ameriprise Financial Services, LLC
38 Years of Experience
Bellevue, WA
1 DisclosureBroker
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Vincent Cava is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bellevue, WA, with 38 years of industry experience. Vincent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

929 108th Ave NE Ste 1200, Bellevue, WA, 98004

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2020
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 17 yrs
Ameriprise Financial Services, LLC
October 2009 - Present · 17 yrs
Previous Registrations
Ameriprise Advisor Services, INC.
May 2004 - October 2009 · 5 yrs 5 mos
Ameriprise Advisor Services, INC.Broker
April 2004 - October 2009 · 5 yrs 6 mos
National Asset Management, INC.
February 2000 - May 2004 · 4 yrs 3 mos
National Securities CorporationBroker
June 1989 - May 2004 · 14 yrs 11 mos
The Stuart-James Company, IncorporatedBroker
September 1988 - June 1989 · 9 mos
State Registrations18 states
AKALAZCAFLGAHIIDILMAMTNCNVORTNTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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