Dana Ferrell
Dana Ferrell is a registered investment advisor at Ameriprise Financial Services, LLC, based in Bellevue, WA, with 29 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
310 120th Ave NE Ste 101, Bellevue, WA, 98005
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2010Customer Dispute
March 2009Other Business Activities
Dana owns Thumper Enterprises LLC, which supports her practice by managing day-to-day operations and expenses, and also serves as its President. Dana also owns Attamood LLC, where she manages her Ameriprise business, dedicating a few hours per week to each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Ameriprise Financial Services, LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.