Sammy Tuggle
Sammy Tuggle is a CFP-designated registered investment advisor at LPL Financial LLC, based in Greensboro, NC, with 37 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1010 N Elm Street, Greensboro, NC, 27401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sammy operates Pilot Financial as a DBA for his LPL business and Pilot Financial Advisors for non-variable insurance. He also co-owns Carolina Reality Investors, LLC, SPL-GSP, and CTC Properties, LLC for real estate rentals, and owns The Rhino Club, LLC (restaurant). Sammy spends minimal time on each of these activities.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Financial Network Investment CorporationBroker
Forth Financial Securities, CorporationBroker
State Registrations6 states
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