EF
EF

Erman Frazier

36 Years of Experience
Mount Pleasant, SC
Broker

Erman Frazier is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Mount Pleasant, SC, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

75 Port City Lndg, Mount Pleasant, SC, 29464

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Erman serves on the town council of Awendaw, South Carolina, dedicating minimal time each month. He is also a committee member for Seacoast Church and the Leukemia and Lymphoma Society, and a board member for Islands Against Cancer, all charitable organizations.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2001 - Present · 25 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - Present · 27 yrs
Previous Registrations
Painewebber IncorporatedBroker
April 1990 - July 1999 · 9 yrs 3 mos
Shearson Lehman Hutton INC.Broker
November 1988 - April 1989 · 5 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Erman Frazier - Financial Advisor | TrueAdvisor