Alfred Barbato is a registered investment advisor at LPL Financial LLC, based in Phoenixville, PA, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
23 Nutt Road, Phoenixville, PA, 19460
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alfred operates under the DBA TruMark Financial Wealth Advisors for his LPL business. This activity is investment-related and conducted at his reported business location.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Key Investment Services LLC
Key Investment Services LLCBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Santander Securities LLCBroker
Santander Securities
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
PNC Investments
PNC InvestmentsBroker
Cuso Financial Services, L.P.
Cuso Financial Services, L.P.Broker
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Lincoln Financial Distributors, INC.
Lincoln Financial Distributors, INC.Broker
Sentinel Financial Services CompanyBroker
Evergreen Investment Services, INC.Broker
First Union Brokerage Services, INC.Broker
Fidelity Brokerage Services, INC.Broker
First Union Brokerage Services, INC.Broker
Marketing One Securities, INC.Broker
Edward D. Jones & CO., L.P.Broker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.