David Buckwald
David Buckwald is a CFP-designated registered investment advisor at Prosperity Capital Advisors, based in Westlake, OH, with 37 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,096 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 0.60% |
| $500K - $1000K | 0.50% |
| $1.0M - $2.0M | 0.40% |
| $2.0M - $5.0M | 0.35% |
| $5M+ | 0.30% |
The platform fee tier schedule is based on billable assets and excludes non-billable assets such as unmanaged accounts. The total annual fee for investment management services for retail clients typically varies between 0.20% and 2.0% depending upon several factors, including the market value of the assets under management and the types of services to be rendered. PCA charges a $150.00 minimum annual investment management fee which may result in a fee greater than 2.0%.
Fee Estimator
Location
30400 Detroit Road, Suite 201, Westlake, OH, 44145
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2021Other Business ActivitiesSells Insurance
David is involved in several business activities, including real estate, financial planning, insurance and investment product sales through OneTeam Financial, and sales of insurance products through Madison Brokerage, NJ DI & LTC Brokers, and Clarity 2 Prosperity. He also dedicates time to Prosperity Capital Advisors and M Holdings Securities, Inc., and has ownership shares in Blu, LLC and C2P Enterprises, LLC.
Employment History
Current Registrations
Prosperity Capital Advisors
M Holdings Securities, INC.Broker
Previous Registrations
M Holdings Securities, INC.
Nationwide Securities, LLCBroker
Nationwide Securities, LLC
1717 Capital Management Company
1717 Capital Management CompanyBroker
Moore & Schley Securities CorporationBroker
State Registrations41 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.